Search Result

1041 - 1060 of 1225 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

CONC 3.7 Financial promotions and communications: credit brokers

As Published: 2014

CONC 3.7 Financial promotions and communications: credit brokers

COLL 13.2 Operational requirements for feeder NURS

As Published: 2012

COLL 13.2 Operational requirements for feeder NURS

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

PERG 17.6 Exclusions

As Published: 2014

PERG 17.6 Exclusions

MCOB 11.4 Application

As Published: 2012

MCOB 11.4 Application

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

As Published: 2010

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2015 to 31 March 2016

As Published: 2013

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2015 to 31 March 2016

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2009

PERG 8.19 Additional restriction on the promotion of life policies

BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

IFPRU 10.4 Capital conservation measures

As Published: 2014

IFPRU 10.4 Capital conservation measures

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

As Published: 2010

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

BIPRU 9.14 Recognition of credit risk mitigation on securitisation positions under the IRB approach

As Published: 2007

BIPRU 9.14 Recognition of credit risk mitigation on securitisation positions under the IRB approach