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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

ICOBS 6.2 Pre-contract information: general insurance contracts

As Published: 2008

ICOBS 6.2 Pre-contract information: general insurance contracts

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

IFPRU 1.4 EU CRR permissions

As Published: 2014

IFPRU 1.4 EU CRR permissions

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors