Search Result

61 - 80 of 871 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

As Published: 2014

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

IFPRU 6.3 Expectations relating to internal models

As Published: 2014

IFPRU 6.3 Expectations relating to internal models

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2014

IFPRU 4.6 Internal ratings based approach: probability of default