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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

COBS 4.9 Financial promotions with an overseas element

As Published: 2007

COBS 4.9 Financial promotions with an overseas element

LR 20.1 Application

As Published: 2010

LR 20.1 Application

LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

COND 1.3 General

As Published: 2013

COND 1.3 General

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm