Search Result

381 - 400 of 1290 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

LR 17.1 Application

As Published: 2005

LR 17.1 Application

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement