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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

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COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

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DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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PERG 4.17 Interaction with the Consumer Credit Act

As Published: 2014

PERG 4.17 Interaction with the Consumer Credit Act

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LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

CASS 5.5 Segregation and the operation of client money accounts

COLL 3.3 Units

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

PERG 5.2 Introduction

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

PERG 4.1 Application and purpose

REC 3.14A Operation of a regulated market or MTF

MCOB 6.9 Regulated sale and rent back agreements

BIPRU 8.1 Application

REC 3.26 Proposals to make regulatory provision

SUP 5.5 Duties of firms

ICOBS 6.1 General

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading