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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

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REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

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REC 3.26 Proposals to make regulatory provision

REC 4.2B Exercise of passport rights by a UK RIE

DTR 6.2 Filing information and use of language

DISP 1.2 Consumer awareness rules

SUP 7.1 Application and purpose

PERG 8.21 Company statements, announcements and briefings

SUP 12.5 Contracts: required terms

BIPRU 12.6 Simplified ILAS

SUP 11.2 Purpose

REC 3.14A Operation of a regulated market or MTF

BIPRU 5.4 Financial collateral

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading