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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 10.2 Pensions guidance levy

As Published: 2015

FEES 10.2 Pensions guidance levy

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PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

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CASS 10.2 Core content requirements

As Published: 2014

CASS 10.2 Core content requirements

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PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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CONC 7.10 Treatment of customers with mental capacity limitations

As Published: 2014

CONC 7.10 Treatment of customers with mental capacity limitations

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DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

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SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

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BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

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BIPRU 8.8 Advanced prudential calculation approaches

As Published: 2006

BIPRU 8.8 Advanced prudential calculation approaches

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MIPRU 1.2 Actions for damages

As Published: 2007

MIPRU 1.2 Actions for damages

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SUP 13.10 Applicable provisions

As Published: 2013

SUP 13.10 Applicable provisions

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