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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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COBS 21.2 Principles for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.2 Principles for firms engaged in linked long-term insurance business

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CASS 7.17 Statutory trust

As Published: 2015

CASS 7.17 Statutory trust

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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CASS 9.5 Reporting to clients on request

As Published: 2014

CASS 9.5 Reporting to clients on request

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PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

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DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

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MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

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PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

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REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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