Related provisions for IFPRU 3.1.1
1 - 10 of 10 items.
There is no overall application for IFPRU. Each chapter or section has its own application statement. However, IFPRU broadly applies in the following manner: (1) only IFPRU 7 (Liquidity) and IFPRU 9 (Public disclosure) apply to an exempt IFPRU commodities firm and IFPRU 8.1 (Prudential consolidation) may apply subject to the conditions in that section; and(1A) IFPRU 101 (Capital buffers) applies to an IFPRU investment firm, unless it is an: (a) exempt IFPRU commodities firm; or(b)
(1) This section applies to an IFPRU investment firm.(2) This section does not apply to an exempt IFPRU commodities firm if the conditions in (2) are met.(3) The conditions are:(a) article 498 of the EU CRR (Exemptions for commodities dealers) applies to it;(b) the exempt IFPRU commodities firm is not a member of a FCAconsolidation group or non-EEA sub-group;(c) each investment firm in the group that the exempt IFPRU commodities firm belongs to meets the conditions in article