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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PR App 3.1

As Published: 2005

PR App 3.1

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

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GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

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REC 3.14 Products, services and normal hours of operation

REC 6.7 Notification rules for overseas recognised bodies

SUP 10A.17 Further questions

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

PERG 8.21 Company statements, announcements and briefings

COLL 8.4 Investment and borrowing powers

BIPRU 1.2 Definition of the trading book

PERG 2.5 Investments and activities: general

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

BIPRU 12.7 Liquid assets buffer

PR 5.3 Certificate of approval

IFPRU 11.7 Notifications

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading