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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

PR App 3.1

As Published: 2005

PR App 3.1

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

IFPRU 6.3 Expectations relating to internal models

As Published: 2014

IFPRU 6.3 Expectations relating to internal models

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC