Search Result

161 - 180 of 504 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

MIPRU 4.2D Liquidity resources requirements

As Published: 2013

MIPRU 4.2D Liquidity resources requirements

BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

BIPRU 14.3 Unsettled transactions

As Published: 2006

BIPRU 14.3 Unsettled transactions

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2012

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction