Search Result

1021 - 1040 of 1258 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

As Published: 2005

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

PERG 17.6 Exclusions

As Published: 2014

PERG 17.6 Exclusions

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

CASS 7.14 Client money held by a third party

As Published: 2015

CASS 7.14 Client money held by a third party

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party

LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

LR 20.3 Listing applications

As Published: 2010

LR 20.3 Listing applications

CONC 1.3 Guidance on financial difficulties

As Published: 2014

CONC 1.3 Guidance on financial difficulties