Search Result

441 - 460 of 1258 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 1.1A Application

As Published: 2013

APER 1.1A Application

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

CONC App 1.3 Exemption of certain credit agreements secured on land

As Published: 2014

CONC App 1.3 Exemption of certain credit agreements secured on land

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions