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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

COBS 6.3 Disclosing information about services, fees and commission

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices