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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

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IFPRU 4.11 Income-producing real estate portfolios

As Published: 2014

IFPRU 4.11 Income-producing real estate portfolios

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REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

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SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

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REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

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APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

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BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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CASS 7.16 The standard methods of internal client money reconciliation

As Published: 2014

CASS 7.16 The standard methods of internal client money reconciliation

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DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

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SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

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REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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