Search Result

541 - 560 of 1323 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2006

SYSC 13.4 Requirements to notify the appropriate regulator

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing