Search Result

501 - 520 of 1054 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

CONC 3.5 Financial promotions about credit agreements not secured on land

As Published: 2014

CONC 3.5 Financial promotions about credit agreements not secured on land

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

COBS 10.1 Application and purpose provisions

As Published: 2007

COBS 10.1 Application and purpose provisions

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

CONC 2.2 General principles for credit-related regulated activities

As Published: 2014

CONC 2.2 General principles for credit-related regulated activities

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles