Search Result

441 - 460 of 1051 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 4.3 Adequate explanations: P2P agreements

As Published: 2014

CONC 4.3 Adequate explanations: P2P agreements

IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

As Published: 2006

MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors