Search Result

421 - 440 of 1113 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

COBS 13.1 The obligation to prepare product information

As Published: 2007

COBS 13.1 The obligation to prepare product information

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

BIPRU 7.5 Foreign currency PRR

As Published: 2007

BIPRU 7.5 Foreign currency PRR

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions