Search Result

381 - 400 of 978 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

CONC 2.9 Prohibition of unsolicited credit tokens

As Published: 2014

CONC 2.9 Prohibition of unsolicited credit tokens

COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising

CONC 8.7 Charging for debt counselling, debt advice and related services

As Published: 2014

CONC 8.7 Charging for debt counselling, debt advice and related services

ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

MCOB 2.6 Exclusion of liability

As Published: 2004

MCOB 2.6 Exclusion of liability

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

COBS 6.3 Disclosing information about services, fees and commission

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

CONC 7.5 Pursuing and recovering repayments

As Published: 2014

CONC 7.5 Pursuing and recovering repayments

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?