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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

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INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

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SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

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PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

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APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

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CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

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PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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