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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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BIPRU 3.3 The use of the credit assessments of ratings agencies

As Published: 2007

BIPRU 3.3 The use of the credit assessments of ratings agencies

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BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

As Published: 2006

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

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BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

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IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

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COLL 3.1 Introduction

As Published: 2013

COLL 3.1 Introduction

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BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

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CASS 5.5 Segregation and the operation of client money accounts

CASS 1A.3 Responsibility for CASS operational oversight

SUP 3.6 Firms' cooperation with their auditors

SUP 16.7A Annual report and accounts

BIPRU 14.2 Calculation of the capital requirement for CCR

DTR 8.4 Continuing obligations

SUP 14.6 Cancelling qualification for authorisation

CASS 7.11 Treatment of client money

IFPRU 4.6 Internal ratings based approach: probability of default

BIPRU 8.8 Advanced prudential calculation approaches

SUP 10A.9 Significant management functions

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading