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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE