Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

…

CONC 7.19 Notice of default sums under P2P agreements

As Published: 2014

CONC 7.19 Notice of default sums under P2P agreements

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CONC 5A.2 Prohibition from entering into agreements for high-cost short-term credit

CASS 1A.2 CASS firm classification

COLL 1.1 Applications and purpose

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

REC 2.13 Promotion and maintenance of standards

GEN 1.3 Emergency

SYSC 19C.2 General requirement

COND 2.4 Appropriate resources

CONC 1.2 Who? What? Where?

REC 3.14A Operation of a regulated market or MTF

COBS 11.8 Recording telephone conversations and electronic communications

CONC 8.4 Debt solution contracts

ICOBS 4.3 Fee disclosure

SUP 9.4 Reliance on individual guidance

PERG 15.5 Negative scope/exclusions

BIPRU 3.2 The central principles of the standardised approach to credit risk

ICOBS 2.5 Exclusion of liability and reliance on others

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading