Search Result

361 - 380 of 566 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 7.10 Treatment of customers with mental capacity limitations

As Published: 2014

CONC 7.10 Treatment of customers with mental capacity limitations

PERG 17.2 The basic elements of debt counselling

As Published: 2014

PERG 17.2 The basic elements of debt counselling

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

MCOB 10.1 Application

As Published: 2006

MCOB 10.1 Application

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

COBS 16.1 General client reporting requirement

As Published: 2007

COBS 16.1 General client reporting requirement

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)