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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

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FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

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PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

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SYSC 1.4 Application of SYSC 11 to SYSC 21

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 21

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SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

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DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

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CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

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DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

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COBS 6.3 Disclosing information about services, fees and commission

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission

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