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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

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CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

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SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

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IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

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SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

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COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

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