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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 9.3 Guidance on assessing suitability

As Published: 2013

COBS 9.3 Guidance on assessing suitability

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CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

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CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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MIPRU 1.2 Actions for damages

As Published: 2007

MIPRU 1.2 Actions for damages

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DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

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PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

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DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

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LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

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CASS 11.6 Statutory trust

As Published: 2014

CASS 11.6 Statutory trust

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

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CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

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PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

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TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

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DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

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