Search Result

821 - 840 of 1323 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

GENPRU 1.1 Application

As Published: 2006

GENPRU 1.1 Application

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

CONC 5.2 Creditworthiness assessment: before agreement

As Published: 2014

CONC 5.2 Creditworthiness assessment: before agreement

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

MAR 5.2 Purpose

As Published: 2007

MAR 5.2 Purpose

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

PR 3.3 Advertisements

As Published: 2012

PR 3.3 Advertisements

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

CONC 7.6 Exercise of continuous payment authority

As Published: 2014

CONC 7.6 Exercise of continuous payment authority

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries