Search Result

781 - 800 of 1145 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2007

COBS 4.10 Systems and controls and approving and communicating financial promotions

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

DISP App 3.10 Application: evidential provisions

As Published: 2010

DISP App 3.10 Application: evidential provisions

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution