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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

…

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

…

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

…

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

…

FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

…

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

…

CONC 4.3 Adequate explanations: P2P agreements

As Published: 2014

CONC 4.3 Adequate explanations: P2P agreements

…

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

…

PERG 16.1 Introduction

As Published: 2013

PERG 16.1 Introduction

…

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

…

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

…

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

…

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

…

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

…

COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

…

CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

…

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

…

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

…

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

…

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