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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

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PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

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CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

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APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

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SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

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DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

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IFPRU 3.3 Basel 1 floor

As Published: 2014

IFPRU 3.3 Basel 1 floor

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IFPRU 4.9 Stress tests

As Published: 2014

IFPRU 4.9 Stress tests

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IFPRU 10.6 Application on an individual and consolidated basis

As Published: 2014

IFPRU 10.6 Application on an individual and consolidated basis

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COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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