Search Result

681 - 700 of 1323 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3