Search Result

581 - 600 of 1140 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

IFPRU 11.4 Information for resolution plans

As Published: 2015

IFPRU 11.4 Information for resolution plans

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2013

DEPP 2.3 Decision notices and second supervisory notices