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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

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PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

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MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

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COND 1.3 General

As Published: 2013

COND 1.3 General

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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LR 20.1 Application

As Published: 2010

LR 20.1 Application

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business

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LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

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PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

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PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

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LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

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PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

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PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

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