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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

SUP 5.2 The appropriate regulator’s power

As Published: 2001

SUP 5.2 The appropriate regulator’s power

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending