Search Result

461 - 480 of 1144 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

SUP 8A.1 Application, purpose and interpretation

As Published: 2014

SUP 8A.1 Application, purpose and interpretation

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

CONC 7.6 Exercise of continuous payment authority

As Published: 2014

CONC 7.6 Exercise of continuous payment authority

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies