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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

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REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

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PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

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CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

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PERG 15.2 General

As Published: 2011

PERG 15.2 General

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SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

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REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2006

SYSC 13.4 Requirements to notify the appropriate regulator

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REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

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LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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