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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

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REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

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DISP App 3.3 The approach to considering evidence

As Published: 2010

DISP App 3.3 The approach to considering evidence

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

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REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules

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