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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

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RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

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GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

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DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

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