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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes