Search Result

61 - 80 of 1218 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope