Search Result

581 - 600 of 1233 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

MIPRU 4.2F Exposures and risk weights

As Published: 2015

MIPRU 4.2F Exposures and risk weights

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

As Published: 2006

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement