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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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PR App 3.1

As Published: 2005

PR App 3.1

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MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

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COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

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PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

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IFPRU 3.1 Base own funds requirement

As Published: 2014

IFPRU 3.1 Base own funds requirement

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COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

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SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

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COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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