Search Result

341 - 360 of 1182 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose