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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

CONC 5A.5 Consequences of contravention of the cost caps

As Published: 2015

CONC 5A.5 Consequences of contravention of the cost caps

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

DTR 1C.1 Application and purpose (Primary information providers)

As Published: 2014

DTR 1C.1 Application and purpose (Primary information providers)

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor