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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

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COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

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MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

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INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

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PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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