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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

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DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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CONC App 1.2 Total charge for credit rules for other agreements

As Published: 2014

CONC App 1.2 Total charge for credit rules for other agreements

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

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SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

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FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

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LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

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PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

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SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

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BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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